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Activity
We are an investment firm with a focus on venture capital, private equity, finance, hospitality, and entertainment.
Public Transactions & Exits
19
Barclays
Credit Suisse
Citigroup
JP Morgan
Morgan Stanley
Barclays
Credit Suisse
Citigroup
JP Morgan
Morgan Stanley
18
$69,426,875
Common Underwriting
May 2018
$131,320,809
Preferred Series A Underwriting
May 2018
$31,646,863
Preferred Series B Underwriting
April 2018
Landenburg Thalman
Deutsche Bank
JMP Securities
B. Riley FBR, Inc.
B. Riley FBR, Inc.
17
$113,350,000
Common Underwriting
April 2018
$126,600,000
Common Underwriting
October 2017
$50,220,000
Preferred Series B Underwriting
August 2017
Landenburg Thalman
Bank of America
Merrill Lynch
Landenburg Thalman
Bank of America
Merrill Lynch
B. Riley FBR, Inc.
2020
$25,000,000
Series Seed
February 2020
Satellite Solutions Group
2018
$36,000,000
Series B
2018
Satellite Solutions Group
2017
$7,000,000
Series A
2018
2009 - 2019
2019
$168,332,400
Common Underwriting
February 2019
$147,910,000
Common Underwriting
February 2019
$141,795,000
Common Underwriting
January 2019
Barclays
Credit Suisse
Citigroup
JP Morgan
Morgan Stanley
Landenburg Thalman
Buckler Securities
JMP Securities
Barclays
Credit Suisse
Citigroup
JP Morgan
Morgan Stanley
2018
$69,426,875
Common Underwriting
May 2018
$131,320,809
Preferred Series A Underwriting
May 2018
$31,646,863
Preferred Series B Underwriting
April 2018
Landenburg Thalman
Deutsche Bank
JMP Securities
B. Riley FBR, Inc.
B. Riley FBR, Inc.
2017
$113,350,000
Common Underwriting
April 2018
$126,600,000
Common Underwriting
October 2017
$50,220,000
Preferred Series B Underwriting
August 2017
Landenburg Thalman
Bank of America
Merrill Lynch
Landenburg Thalman
Bank of America
Merrill Lynch
B. Riley FBR, Inc.
2015
$141,277,500
Common Underwriting
June 2017
$126,600,000
Common Underwriting
May 2017
$65,660,000
Common Underwriting
August 2015
Landenburg Thalman
Bank of America
Merrill Lynch
Bank of America
Merryl Lynch
Landenburg Thalman
Deutsche Bank
JMP Securities
2013
$74,480,000
Common Underwriting
May 2015
$128,554,512
Preferred Series A Redeemable Stock
May 2015
$115,800,000
Common Underwriting
May 2013
Landenburg Thalman
Deutsche Bank
JMP Securities
MLV & Co
Deutsche Bank
2012
$496,340,000
Common Underwriting
February 2013
$155,250,000
Preferred Series B Underwriting
February 2013
UBS
Citigroup
Deutsche Bank
Securities Inc.
UBS
Citigroup
Deutsche Bank
$407,000,000
Common Underwriting
August 2012
$288,000,000
Common Underwriting
July 2012
Bank of America
Merrill Lynch
Deutsche Bank
Securities Inc.
$154,620,000
Preferred Series A Underwriting
July 2012
$35,000,000
Preferred Series A Underwriting
June 2012
MLV & Co
Deutsche Bank
Bank of America
Merrill Lynch
Citigroup
Credit Suisse
JP Morgan
$180,700,000
Common Underwriting
February 2012
$63,000,000
Common Underwriting
January 2012
Deutsche Bank
Securities Inc.
Deutsche Bank
Securities Inc.
$118,400,000
Common Underwriting
June 2011
$118,400,000
Common Underwriting
April 2011
Deutsche Bank
Securities Inc.
Deutsche Bank
Securities Inc.
$145,000,000
Initial Public Offering
October 2012
Deutsche Bank
Securities Inc.
$51,120,000
Preferred Series A Underwriting
July 2012
Citadel Securities
$212,970,000
Common Underwriting
March 2012
Deutsche Bank AG/NY
NY
2011
$55,600,000
Common Underwriting
December 2011
Deutsche Bank
Securities Inc.
$58,900,000
Common Underwriting
February 2011
Ladenburg Thalmann & Co. Inc.
2010
$45,300,000
Common Underwriting
January 2011
$28,880,000
Common Underwriting
December 2010
$29,000,000
Common Underwriting
November 2010
Ladenburg Thalmann & Co. Inc.
Ladenburg Thalmann & Co. Inc.
Ladenburg Thalmann & Co. Inc.
2009
$34,492,500
Common Underwriting
June 2010
$22,990,805
Common Underwriting
2009
Ladenburg Thalmann & Co. Inc.
Deutsche Bank
2007
$250,000,000
Initial Public Offering
2007
UBS Investment Bank
2004
$24,000,000
Bond Offering
2004
n/a
2004
$20,000,000
Bond Offering
2004
n/a
2000
1999
$600,000,000
Bond Offering
2000
$21,000,000
Bond Offering
2000
$80,000,000
Preferred Stock
1999
Lehman Brothers
Credit Suisse
Chase
1998
$170,414,230
Bond Offering
1999
$170,414,230
Bond Offering
1999
$160,000,000
Bond Offering
1998
Donaldson Lufkin & Jenrette
Donaldson Lufkin & Jenrette
ING Barings Furman Setz
1996
$8,050,000
Initial Public Offering
1996
Rickel & Assoc. Inc.
2013
2012
2011
2009
2010
2007 - 2004
2000 - 1999
1998
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